SEC Form 4 · accession 0001127602-15-015250
PRIVATEBANCORP, INC · PVTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Rabin
Director
Period of report
Apr 24, 2015
Accepted (ET)
Apr 27, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2015 | M | 1,000 | $30.59 | A | 20,134 | D | |
| Common StockF2 | Apr 24, 2015 | S | 1,000 | $36.43 | D | 19,134 | D | |
| Common Stock | holding | — | — | — | 5,250 | I | Held By Spouse | |
| Common Stock | holding | — | — | — | 60,000 | I | Held By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.59 | Apr 24, 2015 | M | 1,000 | D | Dec 31, 2005 | Apr 28, 2015 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The reported transactions represent the acquisition of shares upon partial exercise of 10-year options set to expire on April 28, 2015, a portion of which were sold to pay the exercise price of the options.
- F2Reflects the weighted average sale price for multiple transactions reported on this line. The shares were sold at prices that ranged from $36.4300 to $36.4301. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.