SEC Form 4 · accession 0001127602-15-015247
PRIVATEBANCORP, INC · PVTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F Coleman
Director
Period of report
Apr 23, 2015
Accepted (ET)
Apr 27, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 23, 2015 | M | 3,000 | $30.59 | A | 60,876 | D | |
| Common Stock | Apr 23, 2015 | F | 2,490 | $36.86 | D | 58,386 | D | |
| Common Stock | holding | — | — | — | 2,535 | I | Held By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.59 | Apr 23, 2015 | M | 3,000 | D | Dec 31, 2005 | Apr 28, 2015 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1The transaction represents the exercise of 3,000 stock options that were set to expire on April 28, 2015. 2,490 previously owned shares were deemed tendered in payment of the exercise price and 510 shares were issued to the reporting person.