SEC Form 4 · accession 0001127602-15-007914
PRIVATEBANCORP, INC · PVTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul E Carey
Officer — Principal Accounting Officer
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | A | 2,091 | $35.16 | A | 13,172 | D | |
| Common Stock | holding | — | — | — | 557 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option To Purchase Common StockF2 | $35.16 | Feb 20, 2015 | A | 1,435 | A | Mar 1, 2018 | Feb 20, 2025 | Common Stock | 1,435 | 1,435 | D |
Explanation of responses
- F1Reflects shares underlying time-vested restricted stock, one-third of which vests on March 1 of each of 2016, 2017 and 2018.
- F2Options vest 100% on March 1, 2018.