SEC Form 4 · accession 0001209191-17-029978
PATTERSON UTI ENERGY INC · PTEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Siegel
Officer — Chairman of the Board · Director
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889900
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF1 | May 2, 2017 | A | 155,628 | $0.00 | A | 1,102,874 | D | |
| Common Stock, $.01 par value per shareF2 | May 2, 2017 | A | 113,586 | $0.00 | A | 1,216,460 | D | |
| Common Stock, $.01 par value per shareF3 | holding | — | — | — | 605,000 | I | See Footnote | |
| Common Stock, $.01 par value per shareF4 | holding | — | — | — | 49,900 | I | By Trust(s) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1One-third of the shares vests on May 2, 2018 and the remainder vests in equal monthly installments over the twenty-four months following May 2, 2018.
- F2One hundred percent (100%) of the shares vest on May 2, 2018.
- F3Shares owned by Remy Capital Partners III, L.P. Mr. Siegel is the sole stockholder of the general partner of Remy Capital Partners III, L.P.
- F4Held by trust(s) for which the reporting person is the trustee.