SEC Form 4 · accession 0001683168-26-006012
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michele L Baumeister
Officer — Sr. Vice President
Period of report
Aug 4, 2026
Accepted (ET)
Aug 5, 2026 · 7:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value | Aug 4, 2026 | M | 30,000 | $3.53 | A | 93,899 | D | |
| Common Stock, no par value | Aug 4, 2026 | F | 14,171 | $9.31 | D | 79,728 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $3.53 | Aug 4, 2026 | M | 30,000 | D | — | Aug 8, 2026 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Represents a "net exercise" of outstanding stock options. The reporting person received 15,829 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 14,171 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on August 4, 2026 of $9.31 per share.
- F2Became exercisable in 4 equal installments of 7,500 shares on 8/8/2020, 8/8/2021, 8/8/2022, and 8/8/2023.
- F3Issued in consideration of the named person's services to the issuer.