SEC Form 4 · accession 0000889609-18-000014
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis K Powell
Officer — Sr. Vice President
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value | Feb 23, 2018 | M | 10,000 | $1.50 | A | 10,000 | D | |
| Common Stock, no par value | Feb 23, 2018 | M | 10,000 | $1.50 | A | 20,000 | D | |
| Common Stock, no par value | Feb 23, 2018 | M | 10,000 | $1.03 | A | 30,000 | D | |
| Common Stock, no par value | Feb 23, 2018 | M | 21,600 | $1.20 | A | 51,600 | D | |
| Common Stock, no par value | Feb 23, 2018 | G | 51,600 | $0.00 | D | 0 | D | |
| Common Stock, no par value | Feb 23, 2018 | G | 51,600 | $0.00 | A | 285,354 | I | By Powell Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.50 | Feb 23, 2018 | M | 10,000 | D | May 23, 2012 | Nov 23, 2021 | Common Stock, No Par Value | 10,000 | 0 | D |
| Stock Option (right to buy)F2 | $1.50 | Feb 23, 2018 | M | 10,000 | D | May 23, 2012 | Nov 23, 2021 | Common Stock, No Par Value | 10,000 | 0 | D |
| Stock Option (right to buy)F2 | $1.03 | Feb 23, 2018 | M | 10,000 | D | Jun 3, 2016 | Jun 3, 2021 | Common Stock, No Par Value | 10,000 | 0 | D |
| Stock Option (right to buy)F2,F1 | $1.20 | Feb 23, 2018 | M | 21,600 | D | — | Apr 3, 2022 | Common Stock, No Par Value | 21,600 | 0 | D |
Explanation of responses
- F1Became exercisable in three equal increments on April 3, 2015, 2016, and 2017.
- F2Issued in consideration of named person's service as officer of Issuer.