SEC Form 4 · accession 0000889609-17-000015
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis K Powell
Officer — Sr. Vice President
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value | Mar 29, 2017 | M | 20,000 | $1.50 | A | 20,000 | D | |
| Common Stock, no par value | Mar 29, 2017 | M | 20,000 | $1.50 | A | 40,000 | D | |
| Common Stock, no par value | Mar 29, 2017 | M | 10,000 | $1.03 | A | 50,000 | D | |
| Common Stock, no par value | Mar 29, 2017 | G | 50,000 | $0.00 | D | 0 | D | |
| Common Stock, no par value | Mar 29, 2017 | G | 50,000 | $0.00 | A | 270,956 | I | By Powell Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F1 | $1.50 | Mar 29, 2017 | M | 20,000 | D | — | Jul 30, 2017 | Common Stock, No Par Value | 20,000 | 0 | D |
| Stock Option (right to buy)F3,F2 | $1.50 | Mar 29, 2017 | M | 20,000 | D | — | Jan 30, 2018 | Common Stock, No Par Value | 20,000 | 0 | D |
| Stock Option (right to buy)F3 | $1.03 | Mar 29, 2017 | M | 10,000 | D | Jun 3, 2015 | Jun 3, 2021 | Common Stock, No Par Value | 10,000 | 0 | D |
Explanation of responses
- F1Became exercisable as to 8,000 shares on June 10, 2010, and as to additional cumulative increments of 4,000 shares on July 30 of 2010, 2011 and 2012.
- F2Became exercisable as to 8,000 shares on June 10, 2010, and as to additional cumulative increments of 4,000 shares on January 30 of 2011, 2012 and 2013.
- F3Issued in consideration of named person's service as officer of Issuer.