SEC Form 4 · accession 0000889609-16-000067
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Harton
Officer — Sr. Vice President
Period of report
Oct 25, 2016
Accepted (ET)
Oct 27, 2016 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value | Oct 25, 2016 | M | 10,000 | $1.50 | A | 50,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $1.50 | Oct 25, 2016 | M | 10,000 | D | — | Oct 25, 2016 | Common Stock, No Par Value | 10,000 | 0 | D |
Explanation of responses
- F1Became exercisable as to 6,000 shares on June 10, 2010, and as to additional cumulative increments of 2,000 shares on October 25 of 2010 and 2011.
- F2Issued in consideration of the named person's services to the issuer.