SEC Form 4 · accession 0000889609-16-000055
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey P Fritz
Officer — Sr. Vice President
Period of report
Sep 26, 2016
Accepted (ET)
Sep 28, 2016 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value | Sep 26, 2016 | M | 40,000 | $1.50 | A | 170,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $1.50 | Sep 26, 2016 | M | 40,000 | D | — | Oct 25, 2016 | Common, no par | 40,000 | 0 | D |
Explanation of responses
- F1Became exercisable in 5 equal increments beginning on October 25 of 2007, 2008, 2009, 2010 and 2011.
- F2Issued in consideration of the named person's services to the issuer.