SEC Form 4 · accession 0000889609-16-000050
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Harton
Officer — Sr. Vice President
Period of report
Dec 30, 2015
Accepted (ET)
Jan 4, 2016 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par value | Dec 30, 2015 | M | 5,000 | $1.50 | A | 40,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.50 | Dec 30, 2015 | M | 5,000 | D | Jun 10, 2010 | Dec 30, 2015 | Common, no par value | 5,000 | 0 | D |
Explanation of responses
- F1Issued in consideration of (i) the named person's services to the issuer, and (ii) the named person's surrender to the issuer on December 10, 2009 of an option granted 12/30/2005.