SEC Form 4 · accession 0000889609-15-000033
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Creatura
Officer — Sr. Vice President
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, no par value | Aug 7, 2015 | M | 10,000 | $1.03 | A | 291,400 | D | |
| common stock, no par value | Aug 7, 2015 | M | 7,200 | $1.20 | A | 298,600 | D | |
| common stock, no par value | Aug 7, 2015 | M | 20,000 | $1.50 | A | 318,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $1.03 | Aug 7, 2015 | M | 10,000 | D | — | Jun 3, 2021 | Common Stock, no par value | 10,000 | 10,000 | D |
| Stock Option (right to buy)F2,F3 | $1.20 | Aug 7, 2015 | M | 7,200 | D | — | Apr 3, 2022 | Common Stock, no par value | 7,200 | 14,400 | D |
| Stock Option (right to buy)F2,F4 | $1.50 | Aug 7, 2015 | M | 20,000 | D | — | Dec 30, 2015 | Common Stock, no par value | 20,000 | 0 | D |
Explanation of responses
- F1Became or becomes exercisable in cumulative installments of 10,000 shares each on June 3 of 2012, 2013, 2014, 2015 and 2016.
- F2Issued in consideration of the named person's services to the issuer.
- F3Became or becomes exercisable in cumulative installments of 7,200 shares each on April 3 of 2013, 2014, 2015, 2016 and 2017
- F4Became or becomes exercisable in cumulative installments of 40,000 shares on June 10, 2010 and of 10,000 shares on December 30, 2010.