SEC Form 4 · accession 0000889609-15-000021
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Brian Haskell
Officer — Sr. Vice President
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, no par value | Apr 27, 2015 | M | 6,000 | $0.77 | A | 6,000 | D | |
| common stock, no par value | Apr 27, 2015 | M | 2,400 | $1.81 | A | 8,400 | D | |
| common stock, no par value | Apr 27, 2015 | M | 5,000 | $1.03 | A | 13,400 | D | |
| common stock, no par value | Apr 27, 2015 | M | 1,400 | $1.94 | A | 14,800 | D | |
| common stock, no par value | Apr 27, 2015 | M | 7,200 | $1.20 | A | 22,000 | D | |
| common stock, no par value | Apr 27, 2015 | S | 22,000 | $6.51 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $0.77 | Apr 27, 2015 | M | 6,000 | D | — | May 13, 2019 | Common Stock, no par value | 6,000 | 0 | D |
| Stock Option (right to buy)F2,F1 | $1.81 | Apr 27, 2015 | M | 2,400 | D | — | Apr 27, 2020 | Common Stock, no par value | 2,400 | 2,400 | D |
| Stock Option (right to buy)F2,F1 | $1.03 | Apr 27, 2015 | M | 5,000 | D | — | Jun 3, 2021 | Common Stock, no par value | 5,000 | 10,000 | D |
| common stock, no par valueF2,F1 | $1.94 | Apr 27, 2015 | M | 1,400 | D | — | Jul 16, 2022 | Common Stock, no par value | 1,400 | 4,200 | D |
| Stock Option (right to buy)F2,F3 | $1.20 | Apr 27, 2015 | M | 7,200 | D | — | Apr 3, 2022 | Common Stock, no par value | 7,200 | 7,200 | D |
Explanation of responses
- F1Becomes or became exercisable in cumulative annual installments, each such installment respecting the number of underlying shares shown in column 5, on the dates that are or were nine, eight, seven, six and five years prior to the expiration date shown.
- F2Issued in consideration of the named person's services to the issuer.
- F3Becomes or became exercisable in cumulative annual installments, each such installment respecting one half the number of underlying shares shown in column 5, on the dates that are or were nine, eight, seven, six and five years prior to the expiration date shown.