SEC Form 4 · accession 0000889609-15-000005
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis K Powell
Officer — Sr. Vice President
Period of report
Feb 10, 2015
Accepted (ET)
Mar 2, 2015 · 9:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par | Feb 10, 2015 | G | 2,000 | $0.00 | D | 214,471 | I | By Powell Family Trust |
| Common Stock, no par | Feb 11, 2015 | G | 1,000 | $0.00 | D | 213,471 | I | By Powell Family Trust |
| Common Stock, no par | Feb 26, 2015 | M | 14,400 | $1.20 | A | 14,400 | D | |
| Common Stock, no par | Feb 26, 2015 | M | 10,000 | $1.50 | A | 24,400 | D | |
| Common Stock, no par | Feb 26, 2015 | M | 20,000 | $1.50 | A | 44,400 | D | |
| Common Stock, no par | Feb 26, 2015 | G | 44,400 | $0.00 | D | 0 | D | |
| Common Stock, no par | Feb 26, 2015 | G | 44,400 | $0.00 | A | 257,871 | I | By Powell Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2,F1 | $1.20 | Feb 26, 2015 | M | 14,400 | D | — | Apr 3, 2022 | Common Stock | 14,400 | 21,600 | D |
| Stock OptionsF2,F3 | $1.50 | Feb 26, 2015 | M | 10,000 | D | — | Oct 25, 2016 | Common Stock | 10,000 | 30,000 | D |
| Stock OptionsF2,F4 | $1.50 | Feb 26, 2015 | M | 20,000 | D | — | Dec 30, 2015 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Became exercisable in cumulative installments of 7,200 shares each on April 3 of 2013, 2014, 2015, 2016 and 2017.
- F2Issued in consideration of named person's service as officer of Issuer.
- F3Became exercisable in cumulative installments of 24,000 shares on June 10,2010, and two additional installments of 8,000 shares each on October 25, 2010 and October 25, 2011.
- F4Became exercisable in cumulative installments of 16,000 shares on June 10, 2010, and an additional installment of 4,000 shares on December 30, 2010.