SEC Form 4 · accession 0000889609-15-000001
CONSUMER PORTFOLIO SERVICES, INC. · CPSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis K Powell
Officer — Sr. Vice President
Period of report
Jan 8, 2014
Accepted (ET)
Jan 12, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000889609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, no par value | Jan 8, 2014 | M | 24,000 | $0.77 | A | 24,000 | D | |
| Common stock, no par value | Jan 8, 2014 | M | 30,000 | $1.03 | A | 54,000 | D | |
| Common stock, no par value | Jan 8, 2014 | G | 54,000 | $0.00 | D | 0 | D | |
| Common stock, no par value | Jan 8, 2014 | G | 54,000 | $0.00 | A | 216,471 | I | By Powell Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F1 | $0.77 | Jan 8, 2015 | M | 24,000 | D | — | May 13, 2019 | Common Stock | 24,000 | 0 | D |
| Stock OptionsF2,F3 | $1.03 | Jan 8, 2014 | M | 30,000 | D | — | Jun 3, 2021 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1Became exercisable in cumulative installments of 12,000 shares each on May 13 of 2010, 2011, 2012 and 2014.
- F2Becomes exercisable in five equal installments of 10,000 on 06/13/2012, 06/03/2013, 06/03/2014, 06/03/2015 and 06/03/2016.
- F3Issued in consideration of named person's service as officer of Issuer.