SEC Form 4 · accession 0001437749-26-029106
Seneca Foods Corp · SENEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Wolcott
Officer — SVP, CFO & Treasurer
Period of report
Aug 26, 2026
Accepted (ET)
Aug 27, 2026 · 4:16 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000088948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Seneca Foods 6% PreferredF2 | Aug 26, 2026 | P | 15,222 | $0.25 | A | 56,066 | D | |
| Seneca Foods Class A Common | holding | — | — | — | 9,781 | D | ||
| Seneca Foods Class B Common | holding | — | — | — | 17,085 | D | ||
| Seneca Foods Class A CommonF1 | holding | — | — | — | 716 | I | By 401(k) Plan | |
| Seneca Foods Class B CommonF1 | holding | — | — | — | 205 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These holdings reflect the Reporting Person's units in the Seneca Foods Corporation Stock Fund (the "Stock Fund") under the 401(k) Plan. The Stock Fund is a unitized stock fund that holds shares of Class A common stock as well as shares of Class B common stock. A cash balance is also maintained in the Stock Fund to facilitate transfers between investment fund options in the 401(k) Plan. The actual number of shares of Class A common stock and Class B common stock owned by the Reporting Person fluctuates daily based on the Stock Fund's aggregate holdings. The Reporting Person's holdings under the 401(k) Plan also include additional units acquired in connection with elective deferrals and Company matching contributions since the Reporting Person's last beneficial ownership report. Those transactions were exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B).
- F2The Company's 6% Preferred Stock is not registered under the Securities Exchange Act of 1934, as amended. The Reporting Person acquired these shares in a private transaction at a price equal to the par value per share, which is the redemption price for the 6% Preferred Stock as stated in the Company's Certificate of Incorporation.