SEC Form 5 · accession 0001437749-18-009169
Seneca Foods Corp · SENEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur S Wolcott
Officer — Chairman · Director
Period of report
Mar 31, 2018
Accepted (ET)
May 9, 2018 · 1:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Seneca Foods Class B CommonF2,F3 | Oct 20, 2017 | G | 2,000 | — | D | 6,551 | D | |
| Seneca Foods 6% Preferred | Sep 25, 2017 | S | 32,844 | $0.25 | D | 0 | D | |
| Seneca Foods Class A Series B PreferredF3 | Apr 16, 2017 | G | 45,700 | — | D | 0 | D | |
| Seneca Foods Class A Series B PreferredF3 | Apr 16, 2017 | G | 45,700 | — | D | 0 | I | By Spouse |
| Seneca Foods Class A CommonF1 | holding | — | — | — | 13,000 | I | By Spouse | |
| Seneca Foods Class B CommonF1 | holding | — | — | — | 8,584 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these securities, and the report shall not be deemed an admission that the Reporting Person is a beneficial owner of these securities for purposes of Section 16 or any other purpose.
- F2The Reporting Person disposed of 2,000 shares of Class B Common Stock in various gift transactions on October 20, 2017 and January 16, 2018.
- F3No price since this is a gift.