SEC Form 4 · accession 0001140361-17-024285
Seneca Foods Corp · SENEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kraig H Kayser
Officer — President and CEO · Director · 10% Owner
Period of report
Jun 6, 2017
Accepted (ET)
Jun 7, 2017 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Seneca Foods Class A Series B PreferredF1 | Jun 6, 2017 | P | 91,400 | $2.17 | A | 91,400 | D | |
| Seneca Foods Class A Common | holding | — | — | — | 65,628 | D | ||
| Seneca Foods Class A Common | holding | — | — | — | 1,900 | I | By Trusts | |
| Seneca Foods Class A Common | holding | — | — | — | 3,377 | I | By 401-K Plan | |
| Seneca Foods Class B Common | holding | — | — | — | 99,832 | D | ||
| Seneca Foods Class B Common | holding | — | — | — | 1,900 | I | By Trusts | |
| Seneca Foods Class B Common | holding | — | — | — | 586 | I | By 401-K Plan | |
| Seneca Foods Class A Series A Preferred | holding | — | — | — | 32,168 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Seneca Foods Preferred Class A Series B shares are convertible into Common on a 30 to 1 ratio for both Common Class A and Common Class B. Upon conversion, for ever 30 shares of this Preferred you get one share of Common Class A and one share of Common Class B.