SEC Form 4 · accession 0001140361-16-057285
Seneca Foods Corp · SENEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kraig H Kayser
Officer — President and CEO · Director · 10% Owner
Period of report
Mar 10, 2016
Accepted (ET)
Mar 10, 2016 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Seneca Foods Class B Common | Mar 10, 2016 | P | 10,080 | $36.00 | A | 99,832 | D | |
| Seneca Foods Class A Common | holding | — | — | — | 65,628 | D | ||
| Seneca Foods Class A Common | holding | — | — | — | 72,243 | I | By Trusts | |
| Seneca Foods Class A Common | holding | — | — | — | 3,314 | I | By 401-K Plan | |
| Seneca Foods Class B Common | holding | — | — | — | 74,956 | I | By Trusts | |
| Seneca Foods Class B Common | holding | — | — | — | 542 | I | By 401-K Plan | |
| Seneca Foods Class A Series A Preferred | holding | — | — | — | 32,168 | D | ||
| Seneca Foods Class A Series A PreferredF1 | holding | — | — | — | 141,644 | I | By Trusts | |
| Seneca Foods Class A Series B PreferredF1 | holding | — | — | — | 165,080 | I | By Trusts | |
| Seneca Foods 6% Preferred | holding | — | — | — | 8,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by two trusts of which the Reporting Person is the co-trustee in which he and members of his family are beneficiaries. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.