SEC Form 5 · accession 0001140361-15-023229
Seneca Foods Corp · SENEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan W Stuart
Director
Period of report
Mar 31, 2015
Accepted (ET)
Jun 4, 2015 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Class A Series AF4,F3 | Jan 27, 2015 | G | 8,605 | — | A | 26,605 | D | |
| Preferred Class A Series AF5,F3 | Jan 27, 2015 | G | 8,605 | — | A | 26,605 | I | By Spouse |
| Preferred Class A Series BF1,F3 | Jan 26, 2015 | G | 1,100 | — | A | 15,100 | D | |
| Preferred Class A Series BF2,F3 | Jan 26, 2015 | G | 1,100 | — | A | 15,100 | I | By Spouse |
| Seneca Foods Class A Common | holding | — | — | — | 57,214 | D | ||
| Seneca Foods Class A Common | holding | — | — | — | 12,616 | I | By Spouse | |
| Seneca Foods Class B Common | holding | — | — | — | 63,492 | D | ||
| Seneca Foods Class B Common | holding | — | — | — | 18,894 | I | By Spouse | |
| 6% Preferred | holding | — | — | — | 25,296 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person acquired 1,100 shares of Class A Series B Preferred Stock in a gift transaction on January 26, 2015.
- F2The Reporting Person's spouse acquired 1,100 shares of Class A Series B Preferred Stock in a gift transaction January 26, 2015.
- F3No price since this is a gift.
- F4The Reporting Person acquired 8,605 shares of Class A Series A Preferred Stock in a gift transaction January 27, 2015.
- F5The Reporting Person's spouse acquired 8,605 shares of Class A Series A Preferred Stock in a gift transaction January 27, 2015.