SEC Form 5 · accession 0001140361-15-023222
Seneca Foods Corp · SENEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur S Wolcott
Officer — Chairman · Director · 10% Owner
Period of report
Mar 31, 2015
Accepted (ET)
Jun 4, 2015 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088948
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Seneca Foods Class A Series A PreferredF3,F4 | Jan 27, 2015 | G | 17,020 | — | D | 0 | D | |
| Seneca Foods Class A Series A PreferredF5,F4,F1 | Jan 27, 2015 | G | 51,820 | — | D | 0 | I | By Spouse |
| Seneca Foods Class A Series B PreferredF2,F4 | Jan 26, 2015 | G | 4,400 | — | D | 45,700 | D | |
| Seneca Foods Class A Series B PreferredF6,F4,F1 | Jan 26, 2015 | G | 4,400 | — | D | 45,700 | I | By Spouse |
| Seneca Foods Class A CommonF1 | holding | — | — | — | 20,000 | I | By Spouse | |
| Seneca Foods Class B Common | holding | — | — | — | 8,551 | D | ||
| Seneca Foods Class B CommonF1 | holding | — | — | — | 8,584 | I | By Spouse | |
| Seneca Foods 6% Preferred | holding | — | — | — | 32,844 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these securities, and the report shall not be deemed an admission that the Reporting Persion is a beneficial owener of these securities for purposes of Section 16 or any other purpose.
- F2The Reporting Person disposed of 4,400 shares of Class A Series B Preferred Stock in various gift transactions to members of his family on January 26, 2015.
- F3The Reporting Person disposed of 17,020 shares of Class A Series A Preferred Stock in various gift transactions to members of his family on January 27, 2015.
- F4No price since this is a gift.
- F5The Reporting Person's spouse disposed of 51,820 shares of Class A Series A Preferred Stock in various gift transactions to members of her family on January 27, 2015.
- F6The Reporting Person's spouse disposed of 4,400 shares of Class A Series B Preferred Stock in various gift transactions to members of her family on January 26, 2015.