SEC Form 4 · accession 0001628280-26-041198
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ye Jane Li
Director
Period of report
Jun 3, 2026
Accepted (ET)
Jun 5, 2026 · 4:06 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2026 | M | 5,321 | $0.00 | A | 6,050 | D | |
| Common StockF1 | holding | — | — | — | 5,735 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jun 3, 2026 | M | 5,321 | D | — | — | Common Stock | 5,321 | 0 | D |
| Restricted Stock UnitF2,F4 | — | Jun 4, 2026 | A | 1,180 | A | — | — | Common Stock | 1,180 | 1,180 | D |
Explanation of responses
- F1The shares of Semtech common stock held by The Ye Jane Li Grantor Retained Annuity Trust are reported in Table I as being owned indirectly. The reporting person is trustee of The Ye Jane Li Grantor Retained Annuity Trust, and the reporting person and members of her immediate family are the sole beneficiaries of the trust.
- F2Each stock unit represents the contingent right to receive one share of Semtech common stock.
- F3This RSU award fully vested on the day immediately preceding the 2026 Annual Meeting of Stockholders.
- F4The stock units vest on the earlier of the one year anniversary of the award and the day immediately preceding the date of the first annual meeting of stockholders following the grant and are payable in shares.