SEC Form 4 · accession 0001593968-19-000560

SEMTECH CORP · SMTC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP

Period of report

Feb 21, 2019

Accepted (ET)

Feb 25, 2019 · 6:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000088941

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 21, 2019	M	5,150	$0.00	A	41,375	D
Common Stock	Feb 21, 2019	F	1,858	$54.38	D	39,517	D
Common Stock	Feb 23, 2019	M	18,334	$0.00	A	57,851	D
Common Stock	Feb 23, 2019	F	7,165	$56.09	D	50,686	D
Common Stock^F1,F2	Feb 25, 2019	S	1,514	$57.1534	D	49,172	D
Common Stock^F1,F3	Feb 25, 2019	S	986	$57.7014	D	48,186	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F4,F5	—	Feb 23, 2019	M	18,334	D	—	—	SMTC	18,334	0	D
Restricted Stock Unit^F4,F6	—	Feb 21, 2019	M	5,150	D	—	—	SMTC	5,150	5,151	D

F1These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kim on July 5, 2018.
F2This price represents the weighted average of these sales. The prices ranged from $56.5300 to $57.5200. Price and share details are available upon request.
F3This price represents the weighted average of these sales. The prices ranged from $57.5800 to $57.8800. Price and share details are available upon request.
F4Each stock unit is the economic equivalent of one share of Semtech common stock.
F5This grant vests in three annual installments beginning on February 23, 2017.
F6This grant vests in three annual installments beginning on February 21, 2018.