SEC Form 4 · accession 0001593968-19-000558
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon K Faltemier
Officer — SVP HR
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2019 | M | 2,833 | $0.00 | A | 16,219 | D | |
| Common Stock | Feb 21, 2019 | F | 980 | $54.38 | D | 15,239 | D | |
| Common Stock | Feb 23, 2019 | M | 6,000 | $0.00 | A | 21,239 | D | |
| Common Stock | Feb 23, 2019 | F | 2,075 | $56.09 | D | 19,164 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 23, 2019 | M | 6,000 | D | — | — | SMTC | 6,000 | 0 | D |
| Restricted Stock UnitF1,F3 | — | Feb 21, 2019 | M | 2,833 | D | — | — | SMTC | 2,833 | 2,833 | D |
Explanation of responses
- F1Each stock unit is the economic equivalent of one share of Semtech common stock.
- F2This grant vests in three annual installments beginning on February 23, 2017.
- F3This grant vests in three annual installments beginning on February 21, 2018.