SEC Form 4 · accession 0001593968-19-000144
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carmelo J. Santoro
Director
Period of report
Jan 9, 2019
Accepted (ET)
Jan 10, 2019 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2019 | M | 13,872 | $33.22 | A | 21,129 | D | |
| Common Stock | Jan 9, 2019 | M | 6,128 | $33.22 | A | 27,257 | D | |
| Common StockF1 | Jan 9, 2019 | S | 13,872 | $47.9348 | D | 13,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $33.22 | Jan 9, 2019 | M | 6,128 | D | Apr 3, 2014 | Apr 3, 2019 | SMTC | 6,128 | 13,872 | D |
| Option (right to buy)F2 | $33.22 | Jan 9, 2019 | M | 13,872 | D | Apr 3, 2014 | Apr 3, 2019 | SMTC | 13,872 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $47.5300 to $48.6100. Price and share details are available upon request.
- F2This grant vests in four annual installments beginning on April 3, 2014.