SEC Form 4 · accession 0001593968-18-001579
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohan Maheswaran
Officer — President and CEO · Director
Period of report
Dec 11, 2018
Accepted (ET)
Dec 12, 2018 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2018 | M | 25,740 | $24.74 | A | 161,705 | D | |
| Common StockF1 | Dec 11, 2018 | S | 25,740 | $47.8034 | D | 135,965 | D | |
| Common Stock | Dec 12, 2018 | M | 35,000 | $28.60 | A | 170,965 | D | |
| Common StockF2 | Dec 12, 2018 | S | 35,000 | $48.5269 | D | 135,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $24.74 | Dec 11, 2018 | M | 25,740 | D | Feb 25, 2015 | Feb 25, 2020 | SMTC | 25,740 | 0 | D |
| Option (right to buy) | $28.60 | Dec 12, 2018 | M | 35,000 | D | Feb 24, 2016 | Feb 24, 2021 | SMTC | 35,000 | 35,000 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $47.3500 to $48.4200. Price and share details are available upon request.
- F2This price represents the weighted average of these sales. The prices ranged from $48.2200 to $48.9600. Price and share details are available upon request.