SEC Form 4 · accession 0001593968-18-001524
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohan Maheswaran
Officer — President and CEO · Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 3, 2018 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 3, 2018 | S | 6,983 | $52.4217 | D | 137,982 | D | |
| Common StockF1,F3 | Dec 3, 2018 | S | 2,017 | $53.5459 | D | 135,965 | D | |
| Common Stock | Dec 3, 2018 | M | 44,000 | $30.82 | A | 179,965 | D | |
| Common StockF4 | Dec 3, 2018 | S | 41,375 | $52.3964 | D | 138,590 | D | |
| Common StockF5 | Dec 3, 2018 | S | 2,625 | $53.3402 | D | 135,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $30.82 | Dec 3, 2018 | M | 44,000 | D | Feb 26, 2014 | Feb 26, 2019 | SMTC | 44,000 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Maheswaran on December 4, 2017.
- F2This price represents the weighted average of these sales. The prices ranged from $52.1700 to $53.1600. Price and share details are available upon request.
- F3This price represents the weighted average of these sales. The prices ranged from $53.2100 to $54.0500. Price and share details are available upon request.
- F4This price represents the weighted average of these sales. The prices ranged from $52.1000 to $53.0750. Price and share details are available upon request.
- F5This price represents the weighted average of these sales. The prices ranged from $53.1300 to $53.5200. Price and share details are available upon request.