SEC Form 4 · accession 0001593968-18-001237
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Jungsup Kim
Officer — SVP
Period of report
Sep 19, 2018
Accepted (ET)
Sep 20, 2018 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2018 | M | 4,971 | $24.74 | A | 51,196 | D | |
| Common Stock | Sep 19, 2018 | S | 4,971 | $60.00 | D | 46,225 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $24.74 | Sep 19, 2018 | M | 4,971 | D | Feb 25, 2015 | Feb 25, 2020 | SMTC | 4,971 | 0 | D |
Explanation of responses
- F1This grant vests in three annual installments beginning on February 25, 2015.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kim on July 5, 2018.