SEC Form 4 · accession 0001593968-18-001152
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rockell N Hankin
Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | M | 1,250 | $26.59 | A | 157,868 | D | |
| Common StockF1 | Sep 4, 2018 | S | 1,250 | $57.298 | D | 156,618 | D | |
| Common StockF2 | Sep 4, 2018 | S | 1,678 | $57.2977 | D | 154,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $26.59 | Sep 4, 2018 | M | 1,250 | D | Jul 1, 2015 | Jul 1, 2020 | SMTC | 1,250 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $57.2500 to $57.3250. Price and share details are available upon request.
- F2This price represents the weighted average of these sales. The prices ranged from $57.2500 to $57.3500. Price and share details are available upon request.
- F3This grant vests in four annual installments beginning on July 1, 2015.