SEC Form 4 · accession 0001593968-18-001151
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon A Brown
Officer — VP and GM
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | S | 1,500 | $59.005 | D | 17,193 | D | |
| Common Stock | Sep 4, 2018 | M | 500 | $29.21 | A | 17,693 | D | |
| Common Stock | Sep 4, 2018 | S | 500 | $59.005 | D | 17,193 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $29.21 | Sep 4, 2018 | M | 500 | D | Aug 14, 2014 | Aug 14, 2019 | SMTC | 500 | 0 | D |
Explanation of responses
- F1This grant vests in four annual installments beginning on August 14, 2014.