SEC Form 4 · accession 0001593968-18-001107
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon A Brown
Officer — VP and GM
Period of report
Aug 12, 2018
Accepted (ET)
Aug 13, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2018 | M | 1,250 | $0.00 | A | 17,392 | D | |
| Common Stock | Aug 12, 2018 | F | 305 | $49.90 | D | 17,087 | D | |
| Common Stock | Aug 13, 2018 | M | 875 | $0.00 | A | 17,962 | D | |
| Common Stock | Aug 13, 2018 | F | 214 | $49.90 | D | 17,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Aug 13, 2018 | M | 875 | D | — | — | Common Stock | 875 | 0 | D |
| Restricted Stock UnitF1,F3 | — | Aug 12, 2018 | M | 1,250 | D | — | — | Common Stock | 1,250 | 1,250 | D |
Explanation of responses
- F1Each stock unit is the economic equivalent of one share of Semtech common stock.
- F2This grant vests in four annual installments beginning on August 13, 2015.
- F3This grant vests in four annual installments beginning on August 12, 2016.