SEC Form 4 · accession 0001593968-18-001056
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Burra
Director
Period of report
Jul 12, 2018
Accepted (ET)
Jul 12, 2018 · 7:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 12, 2018 | M | 5,000 | $29.68 | A | 17,257 | D | |
| Common StockF1 | Jul 12, 2018 | S | 5,000 | $49.4992 | D | 12,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $29.68 | Jul 12, 2018 | M | 5,000 | D | Jan 1, 2014 | Jan 1, 2019 | SMTC | 5,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $49.4550 to $49.5550. Price and share details are available upon request.
- F2This grant vests in four annual installments beginning on January 1, 2014.