SEC Form 4 · accession 0001593968-18-000972
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Beauchamp
Officer — EVP and GM
Period of report
Jun 29, 2018
Accepted (ET)
Jul 2, 2018 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2018 | M | 3,334 | $28.60 | A | 24,029 | D | |
| Common StockF1 | Jun 29, 2018 | S | 3,334 | $46.6778 | D | 20,695 | D | |
| Common StockF2 | Jun 29, 2018 | S | 20,695 | $46.9005 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $28.60 | Jun 29, 2018 | M | 3,334 | D | Feb 24, 2016 | Feb 24, 2021 | SMTC | 3,334 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $46.6550 to $46.6800. Price and share details are available upon request.
- F2This price represents the weighted average of these sales. The prices ranged from $46.7250 to $47.0500. Price and share details are available upon request.
- F3This grant vests in three annual installments beginning on February 24, 2016.