SEC Form 4 · accession 0001593968-18-000873
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B. Ammann
Officer — EVP
Period of report
Jun 6, 2018
Accepted (ET)
Jun 7, 2018 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2018 | M | 5,394 | $17.51 | A | 25,791 | D | |
| Common StockF1 | Jun 6, 2018 | S | 5,394 | $50.5043 | D | 20,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $17.51 | Jun 6, 2018 | M | 5,394 | D | Feb 23, 2017 | Feb 23, 2022 | SMTC | 5,394 | 3,334 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $50.5000 to $50.5500. Price and share details are available upon request.
- F2This grant vests in three annual installments beginning on February 23, 2017.