SEC Form 4 · accession 0001593968-18-000867
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Costello
Officer — VP and GM
Period of report
Jun 5, 2018
Accepted (ET)
Jun 6, 2018 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2018 | M | 641 | $23.28 | A | 9,020 | D | |
| Common Stock | Jun 5, 2018 | M | 1,234 | $23.28 | A | 10,254 | D | |
| Common StockF1 | Jun 5, 2018 | S | 1,234 | $49.7893 | D | 9,020 | D | |
| Common StockF2 | Jun 5, 2018 | S | 2,207 | $49.8645 | D | 6,813 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $23.28 | Jun 5, 2018 | M | 1,234 | D | May 13, 2016 | May 13, 2021 | SMTC | 1,234 | 2,516 | D |
| Option (right to buy)F3 | $23.28 | Jun 5, 2018 | M | 641 | D | May 13, 2016 | May 13, 2021 | SMTC | 641 | 1,875 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $49.7800 to $49.8500. Price and share details are available upon request.
- F2This price represents the weighted average of these sales. The prices ranged from $49.8550 to $49.9300. Price and share details are available upon request.
- F3This grant vests in four annual installments beginning on May 13, 2016.