SEC Form 4 · accession 0001593968-18-000631
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen M Antle
Director
Period of report
Mar 28, 2018
Accepted (ET)
Mar 29, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2018 | M | 5,000 | $24.46 | A | 5,000 | D | |
| Common Stock | Mar 28, 2018 | M | 5,000 | $29.68 | A | 10,000 | D | |
| Common StockF1 | Mar 28, 2018 | S | 5,000 | $38.8063 | D | 5,000 | D | |
| Common StockF1 | Mar 28, 2018 | S | 5,000 | $38.8063 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $29.68 | Mar 28, 2018 | M | 5,000 | D | Jan 1, 2014 | Jan 1, 2019 | SMTC | 5,000 | 0 | D |
| Option (right to buy)F3 | $24.46 | Mar 28, 2018 | M | 5,000 | D | Jul 1, 2013 | Jul 1, 2018 | SMTC | 5,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $38.7550 to $38.8550. Price and share details are available upon request.
- F2This grant vests in four annual installments beginning on January 1, 2014.
- F3This grant vests in four annual installments beginning on July 1, 2013.