SEC Form 4 · accession 0001593968-18-000580
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B. Ammann
Officer — EVP
Period of report
Mar 15, 2018
Accepted (ET)
Mar 16, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2018 | M | 2,250 | $24.74 | A | 35,302 | D | |
| Common Stock | Mar 15, 2018 | S | 2,250 | $38.55 | D | 33,052 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $24.74 | Mar 15, 2018 | M | 2,250 | D | Feb 25, 2015 | Feb 25, 2020 | SMTC | 2,250 | 7,500 | D |
Explanation of responses
- F1This grant vests in four annual installments beginning on February 25, 2015.
Remarks
These transactions are effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Ammann on March 31, 2017.