SEC Form 4 · accession 0001593968-18-000127
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Wilson
Officer — EVP
Period of report
Jan 8, 2018
Accepted (ET)
Jan 9, 2018 · 12:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2018 | M | 10,000 | $29.35 | A | 84,066 | D | |
| Common StockF1 | Jan 8, 2018 | S | 10,000 | $35.776 | D | 74,066 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $29.35 | Jan 8, 2018 | M | 10,000 | D | Feb 28, 2013 | Feb 28, 2018 | SMTC | 10,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $35.7500 to $35.8050. Price and share details are available upon request.
- F2This grant vests in three annual installments beginning on February 28, 2013.