SEC Form 4 · accession 0001593968-17-001356
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen M Antle
Director
Period of report
Dec 13, 2017
Accepted (ET)
Dec 13, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2017 | M | 5,000 | $25.25 | A | 5,000 | D | |
| Common StockF1 | Dec 13, 2017 | S | 5,000 | $34.5602 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $25.25 | Dec 13, 2017 | M | 5,000 | D | Jan 1, 2013 | Jan 1, 2018 | SMTC | 5,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $34.5550 to $34.5750. Price and share details are available upon request.
- F2This grant vests in four annual installments beginning on January 1, 2013.