SEC Form 4 · accession 0001593968-17-001126
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Asaf Silberstein
Officer — SVP
Period of report
Oct 10, 2017
Accepted (ET)
Oct 10, 2017 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 10, 2017 | S | 957 | $39.20 | D | 32,000 | D | |
| Common Stock | Oct 10, 2017 | M | 1,000 | $30.82 | A | 33,000 | D | |
| Common Stock | Oct 10, 2017 | S | 1,000 | $39.95 | D | 32,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $30.82 | Oct 10, 2017 | M | 1,000 | D | Feb 26, 2014 | Feb 26, 2019 | SMTC | 1,000 | 9,000 | D |
Explanation of responses
- F1This grant vests in three annual installments beginning on February 26, 2014.