SEC Form 4 · accession 0001593968-17-000931
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Costello
Officer — VP & GM
Period of report
Jul 13, 2017
Accepted (ET)
Jul 13, 2017 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2017 | M | 3,750 | $23.28 | A | 3,750 | D | |
| Common StockF1 | Jul 13, 2017 | S | 3,750 | $37.4813 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $23.28 | Jul 13, 2017 | M | 3,750 | D | May 13, 2016 | May 13, 2021 | SMTC | 3,750 | 3,750 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $37.4600 to $37.5100. Price and share details are available upon request.
- F2This grant vests in four annual installments beginning on May 13, 2016.