SEC Form 4 · accession 0001593968-17-000870
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emeka Chukwu
Officer — EVP and CFO
Period of report
Jul 3, 2017
Accepted (ET)
Jul 5, 2017 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 3, 2017 | M | 800 | $29.35 | A | 76,576 | D | |
| Common StockF1 | Jul 3, 2017 | S | 800 | $35.4875 | D | 75,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $29.35 | Jul 3, 2017 | M | 800 | D | Feb 28, 2013 | Feb 28, 2018 | SMTC | 800 | 7,200 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $35.0500 to $35.9000. Price and share details are available upon request.
- F2This grant vests in three annual installments beginning on February 28, 2013.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Chukwu on March 24, 2017.