SEC Form 4 · accession 0001593968-17-000805
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Lindstrom
Director
Period of report
Jun 19, 2017
Accepted (ET)
Jun 20, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2017 | M | 5,000 | $27.60 | A | 27,534 | D | |
| Common StockF1 | Jun 19, 2017 | S | 5,000 | $35.8844 | D | 22,534 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $27.60 | Jun 19, 2017 | M | 5,000 | D | Jul 1, 2012 | Jul 1, 2017 | SMTC | 5,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $35.8500 to $35.9600. Price and share details are available upon request.
- F2This grant vests in four annual installments beginning on July 1, 2012.