SEC Form 4 · accession 0001413753-17-000043
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Beauchamp
Officer — Executive Vice President
Period of report
Jun 9, 2017
Accepted (ET)
Jun 12, 2017 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | M | 5,000 | $17.51 | A | 30,899 | D | |
| Common StockF1 | Jun 9, 2017 | S | 30,899 | $35.5199 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $17.51 | Jun 9, 2017 | M | 5,000 | D | — | Feb 23, 2022 | Common Stock | 5,000 | 10,000 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $35.3000 to $35.9500. Price and share details are available upon request.
- F2This option vests in three annual installments beginning on February 23, 2017.