SEC Form 4 · accession 0001413753-17-000037
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emeka Chukwu
Officer — Executive VP and CFO
Period of report
May 30, 2017
Accepted (ET)
May 30, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | M | 2,000 | $29.35 | A | 77,776 | D | |
| Common StockF1 | May 30, 2017 | S | 2,000 | $37.015 | D | 75,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $29.35 | May 30, 2017 | M | 2,000 | D | — | Feb 28, 2018 | Common Stock | 2,000 | 10,000 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $36.7500 to $37.3000. Price and share details are available upon request.
- F2This option vested in three annual installments beginning on February 28, 2013.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Chukwu on March 24, 2017.