SEC Form 4 · accession 0001413753-17-000035
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Costello
Officer — Vice President
Period of report
May 13, 2017
Accepted (ET)
May 15, 2017 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2017 | M | 1,875 | $0.00 | A | 4,315 | D | |
| Common Stock | May 13, 2017 | F | 705 | $35.55 | D | 3,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 13, 2017 | M | 1,875 | D | — | — | Common Stock | 1,875 | 3,750 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F2This grant vests in four annual installments beginning on May 13, 2016.