SEC Form 4 · accession 0001413753-17-000004
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B. Ammann
Officer — Executive Vice President
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 21, 2017 | A | 12,361 | A | — | — | Common Stock | 12,361 | 12,361 | D |
| Restricted Stock UnitF1,F3 | — | Feb 21, 2017 | A | 1,500 | A | — | — | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to one share of the company's common stock.
- F2This grant vests in three annual installments beginning on February 21, 2018.
- F3This grant vests on the three year anniversary of the award, but is payable only six months after the reporting person's employment terminates.