SEC Form 4 · accession 0001413753-17-000001
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Wilson
Officer — Executive Vice President
Period of report
Jan 9, 2017
Accepted (ET)
Jan 9, 2017 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2017 | M | 11,700 | $23.33 | A | 89,984 | D | |
| Common StockF1 | Jan 9, 2017 | S | 11,700 | $31.9898 | D | 78,284 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $23.33 | Jan 9, 2017 | M | 11,700 | D | — | Mar 1, 2017 | Common Stock | 11,700 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $31.9250 to $32.0750. Price and share details are available upon request.
- F2This option vested in three annual installments beginning on March 1, 2012.