SEC Form 4 · accession 0001413753-16-000219
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emeka Chukwu
Officer — Executive VP and CFO
Period of report
Dec 13, 2016
Accepted (ET)
Dec 14, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 12,100 | $23.33 | A | 69,439 | D | |
| Common Stock | Dec 13, 2016 | S | 12,100 | $32.05 | D | 57,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $23.33 | Dec 13, 2016 | M | 12,100 | D | — | Mar 1, 2017 | Common Stock | 12,100 | 0 | D |
Explanation of responses
- F1This option vested in three annual installments beginning on March 1, 2012.