SEC Form 4 · accession 0001413753-16-000216
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen M Antle
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 5,000 | $22.91 | A | 8,045 | D | |
| Common StockF1 | Dec 8, 2016 | S | 5,000 | $32.3104 | D | 3,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $22.91 | Dec 8, 2016 | M | 5,000 | D | — | Jan 1, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $32.3050 to $32.3750. Price and share details are available upon request.
- F2This option vests in four equal annual installments beginning on January 1, 2012.