SEC Form 4 · accession 0001413753-16-000212
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Lindstrom
Director
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | M | 5,000 | $22.91 | A | 28,045 | D | |
| Common Stock | Dec 6, 2016 | S | 1,400 | $31.10 | D | 26,645 | D | |
| Common Stock | Dec 6, 2016 | S | 3,600 | $31.50 | D | 23,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $22.91 | Dec 6, 2016 | M | 5,000 | D | — | Jan 1, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1This option vested in four annual installments beginning on January 1, 2012.